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According to the Wall Street Journal, the arbitration award is the largest ever levied against a major Wall Street brokerage in favor of individual investors. AUB Wins Largest FINRA Award for a Retail Customer in 2010.
According to an investigation by the Houston Chronicle, the brokers charged the County a premium above par value for newly issued bonds of federal agencies.
The Legal Basis for Arbitration. What documents do I need? Securities Arbitrations and Claims Against Stockbrokers. Federal Court Rules Ignorance no Excuse for Brokerage Firm that Employed Thieving Broker.
Most Matters are handled on a contingency basis. You message has been sent! Thanks for your interest in Securities Attorney. 5070 Highway A1A Suite D. Vero Beach, Florida 32963.
Attorney and Counselor at Law. Specializing in Securities and Regulatory Law for Over 20 Years. Lehrer has helped companies successfully navigate the complex regulatory environment. From going public to coordinating SEC disclosures and reporting, our Firm can provide your company with a wide range of specialized legal services. 285 Uptown Blvd, 402. Altamonte Springs, Florida 32701.