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Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals. David R. Millar. Grand Rapids, Michigan, United States. I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www.easy-ria.com. View my complete profile. Tuesday, December 11, 2012.CONTENT
This web page seccompliancetalk.blogspot.com states the following, "Helping Broker-Dealer and Registered Investment Adviser Compliance Professionals." We saw that the webpage said " Grand Rapids, Michigan, United States." It also said " I worked as the President and Chief Compliance Officer for a national broker-dealer. During my time, I saw a lack of quality compliance consultants for start-up and newly registered broker-dealers and registered investment advisers. This prompted me to create Integrity Compliance Consulting and www. Tuesday, December 11, 2012."