riasurpriseexams blogspot.com

RIA Surprise Exams

HLB Gross Collins, P.C. has extensive experience working with RIAs to address the compliance and operational issues facing them. We are fully committed to continuing education and understanding the ever-changing regulatory environment. We welcome the opportunity to safeguard your firm by incorporating new policies and procedures, which include complying with the new Amended Custody Rule by conducting an annual Surprise Exam. HLB Gross Collins, P.C. Surprise Exam Expertise. Thursday, October 28, 2010.
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RIA Surprise Exams

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HLB Gross Collins, P.C. has extensive experience working with RIAs to address the compliance and operational issues facing them. We are fully committed to continuing education and understanding the ever-changing regulatory environment. We welcome the opportunity to safeguard your firm by incorporating new policies and procedures, which include complying with the new Amended Custody Rule by conducting an annual Surprise Exam. HLB Gross Collins, P.C. Surprise Exam Expertise. Thursday, October 28, 2010.

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This web page riasurpriseexams.blogspot.com states the following, "has extensive experience working with RIAs to address the compliance and operational issues facing them." We saw that the webpage said " We are fully committed to continuing education and understanding the ever-changing regulatory environment." It also said " We welcome the opportunity to safeguard your firm by incorporating new policies and procedures, which include complying with the new Amended Custody Rule by conducting an annual Surprise Exam. HLB Gross Collins, P. Thursday, October 28, 2010."

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