jimhamiltonblog blogspot.com

Jim Hamiltons World of Securities Regulation

A blog focusing on securities regulation and trending issues by the securities law editors at Wolters Kluwer.

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Tuesday, June 14, 2011. Against two advertising executives in the first enforcement action targeting the use of social media to offer securities. No money was actually collected. Migliozzi and Flatow did not register their offering with the SEC, as required under section 5 of the.

SEC Forms, Filings and Disclosures

Alerts and commentary regarding SEC filing activity by research specialists that monitor filings every day. For customized on-demand research service, please visit www. Wednesday, January 16, 2013. SEC Facilitates Iran Sanctions Disclosure on New Form IRANNOTICE. Adopted June 20 and to be effective on the date of its publication in the Federal Register, the SEC has adopted revisions to the EDGAR Filer Manual. Wednesday, December 26, 2012.

Compliance Building Doug Cornelius on compliance for private equity real estate

Doug Cornelius on compliance for private equity real estate. How Compliant Should You Have to Be? BMW issued a voluntary recall of all BMW i3 electric cars ever sold in the U. and has sent a stop-sale order to its U. dealers for any new or used i3 vehicles. There have only been 30,000 sold. The reason is a compliance issue with. Compliance Bricks and Mortar for February 23.

Law News Law Daily Reporting Suite Wolters Kluwer Law Business

Banking and Finance Law Daily. Antitrust claim over platinum, palladium market manipulation scheme fails for lack of standing. A group of entities and individuals who sold physical platinum and palladium or futures of the precious metals lacked standing to assert a putative cl. Suppliers may proceed with breach of contract claims against federal government.

Derivatives News

News on the securities and investment banking industry, funds, hedge funds, and regulations. Wednesday, March 9, 2011. Bans on naked Credit Default Swaps. Risks damaging market liquidity, according to industry bodies. However, dealers affirm a continued stigma associated with sovereign CDS, with many European hedge funds reportedly unwilling to sell protection on European sovereigns given the reputational risk of doing so.

Labor and Employment Law News Employment Law Daily Wolters Kluwer

Employment Law Daily delivers authoritative CCH content from attorney experts on breaking court decisions and legislative developments each and every day. At the end of each day, you will receive an email containing all of the headlines with complete summaries and links to full text, all viewable from your mobile device with no logins required! IPhone and iPad -.

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Jim Hamiltons World of Securities Regulation

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A blog focusing on securities regulation and trending issues by the securities law editors at Wolters Kluwer.

CONTENT

This web page jimhamiltonblog.blogspot.com states the following, "Jim Hamiltons World of Securities Regulation." We saw that the webpage said " Commentary and musings on the complex, fascinating and peculiar world that is securities regulation." It also said " Thursday, March 29, 2018. Massachusetts conducts cryptocurrency sweep, censures five companies. By Jay Fishman, J. , dba ClickableTV, planned to initially offer up to 100 million ClickableTV tokens, with a hard cap of 27. 5 million, on March 1, 2018 but stopped the offering upon receiving a Division subpoena."

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